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DOL Issues Missing Participant Guidance

Brendan P. Speers, AIF®, CPFA | May 3, 2021

Quarterly Regulatory Update

Legacy Planning Retirement Plan Services invites you to check out the latest Regulatory Update for information on policy changes that may impact your plan and your employees.

This quarter’s newsletter features recent key regulatory announcements, including these topics:

  • Guidance documents released by the DOL that will help plan fiduciaries locate missing plan participants
  • The DOL’s announcement that it will not enforce two rules that were finalized in 2020
  • The latest round of economic stimulus legislation and how it affects pension plans


As always, please don’t hesitate to contact us with questions or to discuss anything about your company’s retirement plan.

Legacy Planning Retirement Plan Services 


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Brendan Speers is the firm’s Director of Retirement Plan Services. He joined Legacy Planning in 2014 and has over ten years of service in the financial services industry – solely focused on helping corporate and non-profit retirement plan programs for the past eight years.

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